FRAUD RISK ASSESSMENT FOR INTERNAL AUDITORS.

Some common fraud indicators in Sales to Receivable systems

  • Phony customers including shell companies
  • Fictitious invoices
  • unauthorised mode of customer payments
  • Post dated and back dated customer invoices and payments and returns and refund memos
  • Full or semi-manual interventions on sales order processing and payment procedures where the company has invested in innovative end-to-end automation systems
  • Single sourced  customer and out of line product sales prices over invoice of legitimate customers with refunds made to a differed customer account
  • Shell company billing
  • Customers with unusual account balances including credit balances
  • Unusual sales amounts and products
  • Unusual cash receipts
  • Unusual sales payment outstanding  /prolonged accounts receivables
  • Unusual write offs including authorized and unauthorised write offs.
  • Out of sequence invoices, sales orders and delivery shipping documents
  • Unbilled shipments
  • Accounts receivables aging –
  • Customers with large account balances – aged
  • Customers with no credit limits set and those with credit limits exceeded
  • Unusual credit memos 
  • Unusual Discounts taken by customers
  • Unrecorded sales returns and refunds
  • Unauthorised and unusual write offs and Improper valuation of account receivables
  • Account receivables with no associated sales or sales returns made or unrecorded sales returns
  • Unreconciled and uncleared suspense accounts

2 thoughts on “FRAUD RISK ASSESSMENT FOR INTERNAL AUDITORS.”

  1. Edu Umechukwu

    The blog touched relevant knowledge elements but it is too long. Concise blogs pass messages quicker.

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